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COMPLIANCE News & Analysis

NAB failures part of broader systemic problems
Stocks
NAB failures part of broader systemic problems
The three year delay in remediating NAB customers points to failures on the part of bank CEOs, executive teams and the regulators supposed to be...
Glenn Freeman with AAP | 27 November 2018
Fears grow bank inquiry will affect borrowing levels
Stocks
Fears grow bank inquiry will affect borrowing levels
Reaction to the banking royal commission has been swift and wide in scope as Labor calls for more action and analysts warn of a lending squeeze.
Lex Hall with AAP | 02 October 2018
3 common SMSF breaches and how to avoid them
Retirement
3 common SMSF breaches and how to avoid them
To avoid losing 45 per cent of your fund's total value in ATO penalties, the following tips will help ensure your self-managed super fund is...
Morningstar | 23 May 2018
Retirement income challenge needs a dual response
Retirement
Retirement income challenge needs a dual response
Sophisticated pension products from financial services organisations and government, and investor awareness of properly managing withdrawal rates are...
Emma Rapaport | 23 April 2018
CBA gold medal fundamentals outweigh the headlines
Funds
CBA gold medal fundamentals outweigh the headlines
Investors should focus on the bank’s robust intrinsic value rather than claims of adviser misconduct, says Morningstar senior equity...
Lex Hall | 18 April 2018
Banks stocks to survive Royal Commission hit
Stocks
Banks stocks to survive Royal Commission hit
Investors should remain calm as revelations from round two of the Banking Royal Commission come to light, says Morningstar senior equity analyst...
Emma Rapaport | 17 April 2018